SEC Delays Uniform Fiduciary Duty Standard for Brokers
- Thursday, January 19, 2012, 0:40
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The SEC has decided to take a deep breath and reconsider whether to proceed with imposing a fiduciary duty on broker-dealers. Investment advisors are currently subject to the higher standard of loyalty, based on the position of trust that they enjoy with their clients.
http://www.forbes.com/sites/timothyspangler/2012/01/18/sec-delays-uniform-fiduciary-duty-standard-for-brokers/
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